On January 22, 2016, the Canadian securities regulatory authorities in Alberta, British Columbia, New Brunswick, Newfoundland and Labrador, the Northwest Territories, Nova Scotia, Nunavut, Prince ...

WASHINGTON — Rep. Maxine Waters, who will take over as top Democrat on the House Financial Services Committee next year, is urging the Commodity Futures Trading Commission to delay implementation of ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The Obama administration and congressional Democrats are working on a proposal to rein in the market for derivatives by trying to move most of the financial transactions onto central clearinghouses or ...

Reporting from Washington — Senators hoping to pass a sweeping overhaul of financial regulations this week are frantically trying to resolve tough — and controversial — provisions limiting, regulating ...

The head of the Commodity Futures Trading Commission (CFTC) proposed broad new rules to oversee the trillion-dollar derivatives market that will require congressional approval and set off a heavy ...

Derivatives markets may appear calm on the surface, but large banks are actually frantically preparing for noncleared margining rules to go into effect on Sept. 1, according to a blog post by the ...

Derivatives rules first introduced in December 2015 have come up on the SEC’s spring 2018 regulatory agenda, with a recommendation the rules be revisited. Rules on the use of derivatives for ...

The predominant approach in most jurisdictions to determine whether the dismissal of a derivative action based on the failure to adequately plead demand futility bars re-litigation of this issue in a ...