Morgan Stanley and UBS have been named in a lawsuit involving one of their former financial advisors and his ex-wife, who claims that the advisor misappropriated their shared brokerage assets while ...

Top Department of Labor officials praised President Donald Trump 's executive order aimed at widening 401 (k) investors' access to alternative assets.

Raymond James announced that it has added a financial advisor duo from Wells Fargo, where they oversaw about $276 million in client assets.

Most Americans are wary of artificial intelligence as a standalone financial planning tool, but nearly half — and a majority of younger adults — say they prefer to work with an advisor who understands ...