About 5,000 former employees will be eligible to receive money from the settlement, which stems from class action allegations ...

For the first time, Barron’s is ranking the largest registered investment advisor firms separately from its broader RIA ...

M ergers and acquisitions among registered investment advisors continue their brisk pace, with the first half of 2025 setting a record for transactions announced, according to DeVoe and Co., an ...

The $139 billion TAMP has hired industry veteran Phil Rogerson, unveils $10 million commitment for strategic expansion in ...

A Registered Investment Advisor (RIA) is an individual financial advisor or a company that provides its clients with financial advice. Unlike other types of financial advisors, RIAs have a ...

He offers marketing advice for those opening a new RIA. "Pick a wildly specific niche to focus on," he says. "You are not going to beat a massive RIA who spends $10,000 a month on ads. You can ...

RIA’s have been around since just after the Great Depression and are regulated by the Securities and Exchange Commission (SEC) (other types of firms are generally regulated by the Financial ...

To view FA's 2024 RIA Ranking, Top 50 Fastest Growing RIAs, and all of the participating firm’s Discretionary and Non-Discretionary AUM, click here.

Fifty-three percent of those RIA firms surveyed in Financial Advisor ’s most recent survey said that assets from new clients accounted for most of their 2022 inflows, with 36% citing assets from ...

RIA Leaders 2022: These are the 20 largest fee-only RIAs By Tobias Salinger October 3, 2022 4:02 PM ...

RIA Firms Our ninth annual ranking of independent advisory companies is based on assets managed by the firms, growth, technology spending, succession planning, and other metrics.