Morgan Stanley and UBS have been named in a lawsuit involving one of their former financial advisors and his ex-wife, who claims that the advisor misappropriated their shared brokerage assets while ...

Top Department of Labor officials praised President Donald Trump 's executive order aimed at widening 401 (k) investors' access to alternative assets.

Raymond James announced that it has added a financial advisor duo from Wells Fargo, where they oversaw about $276 million in client assets.

Most Americans are wary of artificial intelligence as a standalone financial planning tool, but nearly half — and a majority of younger adults — say they prefer to work with an advisor who understands ...

The Financial Services Institute on Wednesday filed a comment letter with the New Jersey Department of Labor and Workforce Development urging the agency to withdraw its proposed worker-classification ...

Aspen Standard Wealth has acquired MG Financial, a Boston-area registered investment advisory firm managing $1.1 billion in assets, marking the firm's fourth deal since its late-2024 debut. Terms of ...

As ‘Gray Divorce’ Rate Climbs, FAs Must Hone Replanning Skills ...

Aspen Standard Wealth has acquired MG Financial, a Boston-area registered investment advisory firm managing $1.1 billion in assets, marking the firm's fourth deal since its late-2024 debut. Terms of ...

Aspen Standard Wealth has acquired MG Financial, a Boston-area registered investment advisory firm managing $1.1 billion in assets, marking the firm's fourth deal since its late-2024 debut. Terms of ...

President Donald Trump is expected to sign an executive order this week that would penalize banks for cutting off services to customers over political or religious beliefs, The Wall Street Journal ...

Two former J.P. Morgan private bankers have launched a new wealth advisory firm with $400 million in assets and ambitions to scale globally, Bloomberg reports. Alta Vera Global Capital Advisors, ...

Veteran advisor Susan Wilkinson has moved her 12-person team and $380 million in assets under administration to Cetera 's Summit Financial Networks, after more than 17 years with LPL Financial 's ...